截至1998年6月30日的证券交易委员会注册号33-_________===============================================================================证券AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 QUANTUM CORPORATION (Exact name of issuer as specified in its charter) DELAWARE 94-2665054 (State of incorporation) (IRS Employer Identification No.) 500 McCarthy Boulevard Milpitas, California 95035 (Address of principal executive offices) 1993 LONG-TERM INCENTIVE PLAN (Full title of the plan) Richard L. Clemmer Chief Financial Officer Quantum Corporation 500 McCarthy Boulevard Milpitas, California 95035 (Name and address of agent for service) (408) 894-4000 (Telephone number, including area code, of agent for service) Copy to: Steven E. Bochner, Esq. WILSON, SONSINI, GOODRICH & ROSATI 650 Page Mill Road Palo Alto, California 94304-1050 CALCULATION OF REGISTRATION FEE
========================================================================================证券金额的标题的建议拟定最大最大量的发行价格总登记是登记的登记(1)每股*招股价*费 - ---------------------------------------------------------------------------------------- 普通股,每股面值6435167 $ 19.25 $ 123,876,967.70 $ 36,543.70 $每股0.01 ========================================================================================
*根据规则457(h)估计,仅用于根据公司纳斯达克国家市场1998年6月25日在纳斯达克全国市场上报告的普通股的平均值计算注册费。(1)亚搏官网app登录入口本次登记声明所涵盖的股份代表了普通股股份,该股在注册人1993年的长期激励计划下可发行,该计划是其股份补充功能。================================================================================在注册声明中所需的S-8 Part II信息表格的Quantum Corporation注册声明项目3.纳入通过引用的文件-----------------------------------------在此引入作为参考本次注册声明提交的证券和交易委员会(Quantum Corporation)提交的文件和信息有时在本文中称为“公司”):(a)本公司于3月31日止3月31日截至3月31日财政年度的年度报告亚搏官网app登录入口1998年,根据“1934年证券交易所第13条”第13条提交,如修订(“1934年”);(b)本公司根据亚搏官网app登录入口“1933年证券法”的S-8注册陈述,如修订(“1933年法令”)(第33-7222222222号),该公司于1993年11月30日生效。(c)本公司的形式根据1933年法令(档案No.33-30627)的S-8注册声明,该陈述于1997年7月2日起生效。(d)本公司在8月1日提交的表格8-A的注册声明中包含的公司普通股亚搏官网app登录入口1983年根据1934年法令的第12(b)条以及提出任何此类描述的任何修正案或报告;(e)Quantum在1988年8月5日提交的第8-A款项的注册声明,与本公司首选股票购买权和任何修正案或报告有关,以便更新任何此类描述;亚搏官网app登录入口本公司根据“1934年第13(a)”,13(C),14和15(亚搏官网app登录入口D)部分或者在本登记声明的日期或之后的第13(a),13(c),14和15(d)部分提出的所有文件,并在提交后的后期修正案之前 which indicates that all securities offered have been sold or which deregisters all securities then remaining unsold shall be deemed to be incorporated by reference in this Registration Statement and to be part hereof from the date of filing of such documents. ITEM 4. DESCRIPTION OF SECURITIES. ------------------------- Inapplicable. II-1 ITEM 5. INTERESTS OF NAMED EXPERTS AND COUNSEL. -------------------------------------- Inapplicable. ITEM 6. INDEMNIFICATION OF DIRECTORS AND OFFICERS. ----------------------------------------- Section 145 of the Delaware General Corporation Law authorizes a court to award, or a corporation's Board of Directors to grant, indemnification to directors and officers in terms sufficiently broad to permit such indemnification under certain circumstances for liabilities (including reimbursement for expenses incurred) arising under the Securities Act of 1933. The Company's Bylaws provide for the mandatory indemnification of its directors, officers, employees and other agents to the maximum extent permitted by Delaware General Corporation Law, and the Company has entered into agreements with its officers, directors and certain key employees implementing such indemnification. ITEM 7. EXEMPTION FROM REGISTRATION CLAIMED. ----------------------------------- Inapplicable. ITEM 8. EXHIBITS -------- Exhibit Number Description ------- ----------- 5.1 Opinion of Counsel as to legality of securities being registered. 23.1 Consent of Independent Auditors. 23.2 Consent of Counsel (contained in Exhibit 5.1). 24.1 Power of Attorney (see page II-5). ITEM 9. UNDERTAKINGS ------------ A. The undersigned registrant hereby undertakes: (1) To file, during any period in which offers or sales are being made, a post-effective amendment to this registration statement to include any material information with respect to the plan of distribution not previously disclosed in the registration statement or any material change to such information in the registration statement. (2) That, for the purpose of determining any liability under the Securities Act of 1933, each such post-effective amendment shall be deemed to be a new registration statement relating to the securities offered therein, and the offering of such securities at that time shall be deemed to be the initial bona fide offering thereof. (3) To remove from registration by means of a post-effective amendment any of the securities being registered which remain unsold at the termination of the offering. II-2 B. The undersigned registrant hereby undertakes that, for purposes of determining any liability under the Securities Act of 1933, each filing of the registrant's annual report pursuant to Section 13(a) or Section 15(d) of the Securities Exchange Act of 1934 (and, where applicable, each filing of an employee benefit plan's annual report pursuant to Section 15(d) of the Securities Exchange Act of 1934) that is incorporated by reference in the registration statement shall be deemed to be a new registration statement relating to the securities offered therein, and the offering of such securities at that time shall be deemed to be the initial bona fide offering thereof. C. Insofar as indemnification for liabilities arising under the Securities Act of 1933 (the "Securities Act") may be permitted to directors, officers and controlling persons of the Company pursuant to the Delaware General Corporation Law, the Certificate of Incorporation of the Company, the Bylaws of the Company, indemnification agreements entered into between the Company and its officers and directors or otherwise, the Company has been advised that in the opinion of the Securities and Exchange Commission such indemnification is against public policy as expressed in the Securities Act and is, therefore, unenforceable. In the event that a claim for indemnification against such liabilities (other than the payment by the Company in successful defense of any action, suit or proceeding) is asserted by such director, officer or controlling person in connection with the securities being registered hereunder, the Company will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question of whether such indemnification by it is against public policy as expressed in the Securities Act and will be governed by the final adjudication of such issue. II-3 SIGNATURES Pursuant to the requirements of the Securities Act of 1933, the Registrant, Quantum Corporation, a corporation organized and existing under the laws of the State of Delaware, certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Milpitas, State of California, on this 30 day of June, 1998. QUANTUM CORPORATION By: /s/ Richard L. Clemmer _______________________________________ Richard L. Clemmer, Chief Financial Officer II-4 POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below constitutes and appoints Michael A. Brown and Richard L. Clemmer, jointly and severally, his attorneys-in-fact, each with the power of substitution, for him in any and all capacities, to sign any amendments to this Registration Statement on Form S-8, and to file the same, with exhibits thereto and other documents in connection therewith, with the Securities and Exchange Commission, hereby ratifying and confirming all that each of said attorneys-in- fact, or his substitute or substitutes, may do or cause to be done by virtue hereof. Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.
签名职务日期--------- ----- ---- / S /迈克尔·A·布朗首席执行官和1998年6月30日 - -----------------------------董事长(迈克尔·A·布朗)(首席行政主任)/ S /理查德L·克莱默首席财务官1998年6月30日 - -----------------------------(美国信安金融和(理查德L.克莱默)会计主任)/ S /斯蒂芬·伯克利主任1998年6月30日 - -----------------------------(斯蒂芬·伯克利)/ S /大卫·布朗主任1998年6月30日 - -----------------------------(戴维·布朗)导演1998年6月30日 - -----------------------------(罗伯特·J.卡萨莱)导演1998年6月30日 - -----------------------------(爱德华M. Esber)/ S /史蒂芬ç。轮匠主任1998年6月23日 - -----------------------------(史蒂芬C.车匠)
II-5索引展品
依次展现编号编号说明页 - ------- ----------------------------------------------------- ------------ 5.1意见律师...................................................... 23.1同意独立审计.........................................法律顾问23.2同意(包含在图表5.1)........................... 24.1授权委托书(见第II-登记声明5).............