展览10.19执行版本第二修正案修订并重述的参与协议这次修订和重述的参与协议（此“修订”）的第二部分修正案（这项“修订”）于2002年4月19日，进入：（1）Quantum Corporation，a特拉华州公司（“承租人”）;（2）俄亥俄州公司Selco Service Corporation（“遗忘”）;（3）在以下面的关于“参与者”（集体，“参与者”）中提到的经修订和重述的参与协议中列出的每个金融机构都提到的经修订和重述的参与协议中所示的每个金融机构;（4）Nova Scotia的银行（“BNS”），作为参与者的代理人（以这种情况，“代理人”）。RECITALLA A.截至2000年7月12日的经过修订和重述的参与协议的经纪人，投资者，参与者和代理人的缔约方是经过修订的修订和第3月28日的第一次修正案的修订，2001年（按照修订，“参与协议”）。B.租学者最近致力于租约，参与者和代理人，并要求投资者，参与者和代理人修改参与协议（根据本文规定的条款和条件）以符合某些变更截至2001年4月2日的某些经修订和重述的信贷协议（3年），并在承租人，作为借款人，金融机构派对，作为贷款人和/或代理商以及银行的金融机构派对的日期进一步修订of America, N.A., as administrative agent and letter of credit issuing agent. C. The Lessor, the Participants and the Agent are willing so to amend the Participation Agreement upon the terms and subject to the conditions set forth herein. AGREEMENT NOW, THEREFORE, in consideration of the above recitals and for other good and valuable consideration, the receipt and adequacy of which are hereby acknowledged, the Lessee, the Lessor, the Participants and the Agent hereby agree as follows: 1. Definitions, Interpretation. All capitalized terms defined above and elsewhere in this Amendment shall be used herein as so defined. Unless otherwise defined herein, all other capitalized terms used herein shall have the respective meanings given to those terms in Appendix 1 to the Participation Agreement, as amended by this Amendment. The rules of interpretation set forth in Appendix 1 to the Participation Agreement shall, to the extent not inconsistent with the terms of this Amendment, apply to this Amendment and are hereby incorporated by reference. 2. Amendment to Participation Agreement. Subject to the satisfaction of the conditions set forth in Paragraph 4 below, the Participation Agreement is hereby amended as follows: (a) Section 3.18 is hereby amended by changing each of the "fourth", "fifth" and "sixth" clauses thereof to read in their entirety as follows: fourth, to the Tranche A Participants for application to pay in full the Tranche A Participation Interest Balance of each Tranche A Participant, and in the case where the amount so distributed shall be insufficient to pay in full as aforesaid, then pro rata among the Tranche A Participants without priority of one Tranche A Participant over the other in the proportion that each Tranche A Participant's Tranche A Participation Interest Balance bears to the aggregate Tranche A Participation Interest Balances of all Tranche A Participants; fifth, to the Tranche B Participants for application to pay in full the Tranche B Participation Interest Balance of each Tranche B Participant, and in the case where the amount so distributed shall be insufficient to pay in full as aforesaid, then pro rata among the Tranche B Participants without priority of one Tranche B Participant over the other in the proportion that each Tranche B Participant's Tranche B Participation Interest Balance bears to the aggregate Tranche B Participation Interest Balances of all Tranche B Participants: and sixth, to the Tranche C Participants for application to redeem the Tranche C Participation Interest Balance of each Tranche C Participant, and in the case where the amount so distributed shall be insufficient to fully redeem as aforesaid, then pro rata among the Tranche C Participants without priority of one Tranche C Participant over the other in the proportion that each Tranche C Participant's Tranche C Participation Interest Balance bears to the aggregate Tranche C Participation Interest Balances of all Tranche C Participants; and (b) Section 10.2(a)(x) is hereby amended to read in its entirety as follows: (x) Subordinated Indebtedness of the Lessee to any Person, provided that (A) such Indebtedness contains subordination provisions no less favorable to the Agent and the Participants than those set forth in Exhibit R or as otherwise approved by the Required Participants and (B) the aggregate principal amount of all Subordinated Debt of the Lessee outstanding (including the Convertible Subordinated Debentures) does not exceed $350,000,000 under this clause (x) at any time. Notwithstanding the foregoing sentence, the Lessee may from time to time incur and suffer to exist Subordinated Debt under this clause (x) having an aggregate principal amount in excess of $350,000,000 (any such excess amount from time to time, "Additional Subordinated Debt"); provided that: (1) no Default or Event of Default shall exist immediately prior to, or as a result -2- of, the Lessee's incurrence of any such Additional Subordinated Debt; (2) any such Additional Subordinated Debt shall be incurred by the Lessee solely for the purpose of purchasing, prepaying, repaying, retiring or redeeming then existing Subordinated Debt within 180 days after the date the Lessee incurs such Additional Subordinated Debt and such Additional Subordinated Debt shall be used solely for such purpose and shall be reduced to zero within such time (assuming for this purpose that any such Subordinated Debt repurchased or redeemed and held legally and beneficially solely by the Lessee or one of its consolidated Subsidiaries shall no longer be deemed outstanding); and (3) no later than 10 Business Days after to the date the Lessee incurs any such Additional Subordinated Debt, the Lessee shall have delivered to the Agent a certificate executed by a Responsible Officer of the Lessee certifying (x) the principal amount of such Additional Subordinated Debt and (y) that the Lessee intends to repurchase, repay, prepay, retire or redeem Subordinated Debt with the proceeds thereof within 180 days after the date of the incurrence thereof; and (c) Section 10.2(e) is hereby amended by (i) deleting the word "and" appearing at the end of clause (viii) thereof, (ii) replacing the period appearing at the end of clause (ix) thereof with the phrase "; and" and (iii) adding the following at the end of such Section as a new clause (x): (x) Investments by the Lessee or any of its Subsidiaries constituting repurchases of all or a portion of the Convertible Subordinated Debentures before cancellation of the same; provided that (i) any such repurchase is permitted by Section 10.2(j) and (ii) no such repurchased debentures shall be transferred by the Lessee or any such Subsidiary to any Person other than the Lessee or one of its Subsidiaries. (d) Section 10.2(k)(iii) is hereby amended by deleting the phrase "2:00:1." appearing at the end thereof and replacing it with the following: , (i) with respect to any such fiscal quarter of the Lessee ending on or prior to December 31, 2001, 2.00 to 1.00; and (ii) with respect to any such fiscal quarter ending thereafter, 1.50 to 1.00. (e) Section 10.2(j) is hereby amended by changing the lead-in of clause (iv) thereof to read in its entirety as follows: (iv) accelerate the scheduled payment thereof; except that, subject to the other terms and provisions hereof, the Lessee and its Subsidiaries may (f) Section 10.2(k)(iv) is hereby amended to read in its entirety as follows: (iv) Minimum Profitability/Consolidated EBITDA. (A) Suffer or permit there to exist, as of the last day of any fiscal quarter of the Lessee ending on or prior to December 31, 2001, for the four fiscal quarters then ending and commencing with the fiscal quarter of the Lessee ending March 31, 2000, (1) any two fiscal quarters in which the aggregate negative Consolidated Net Income -3- for such fiscal quarters exceeds 5% of Consolidated Tangible Net Worth as of such date, or (2) cumulative Consolidated Net Income for such four-quarter period of less than $1.00; provided that, for purposes of this clause (A), charges for In-Process Research & Development associated with Acquisitions shall be excluded (x) to the extent that any such charges are taken during the fiscal quarter in which the related Acquisition is completed and (y) to the extent that the aggregate amount of any such charges taken does not exceed $100,000,000 from and after the First Amendment Effective Date; and (B) suffer or permit Consolidated EBITDA, determined as of the last day of any fiscal quarter of the Lessee ending after December 31, 2001, to be less than: (1) with respect to the fiscal quarters of the Lessee ending on or about March 31, 2002 and June 30, 2002, negative $5,000,000 and (2) with respect to any fiscal quarter of the Lessee ending thereafter, $0.00. (g) Schedule II is hereby amended by replacing the term "Leverage Ratio", in each instance in which it appears therein, with the term "Pricing Level Leverage Ratio". (h) Appendix 1 is hereby amended by adding the following definitions in appropriate alphabetical order: "Additional Subordinated Debt" is defined in Section 10.2(a) of the Participation Agreement. "Consolidated Pricing EBITDA" means, for any period, for the Lessee and its Subsidiaries on a consolidated basis, an amount equal to the sum of (a) Consolidated Net Income, (b) Consolidated Interest Charges, (c) the amount of taxes, based on or measured by income, used or included in the determination of such Consolidated Net Income, (d) the amount of depreciation and amortization expense deducted in determining such Consolidated Net Income, (e) the amount written off in connection with In-Process Research & Development related to the Meridian Acquisition in the second fiscal quarter of year 2000, (f) the charge taken in the fourth fiscal quarter of year 2000 in connection with DSS, and (g) the amount of any charges taken in connection with In-Process Research & Development associated with Acquisitions (other than any charge included in clause (e) above); provided that (i) any such charges are taken during the fiscal quarter in which the related Acquisition was completed, and (ii) for purposes of calculating In-Process Research & Development charges under this clause (g), the aggregate amount of any such charges does not exceed $100,000,000 from and after the First Amendment Effective Date; provided that; in respect of any period (or partial period) prior to the Maxtor Merger Effective Time, "Consolidated EBITDA" shall be determined solely in respect of the DSS Business on a stand-alone basis, based upon the then-current DSS Combined Financial Statements. "Consolidated Senior Indebtedness" means, as of any date of determination, for the Lessee and its Subsidiaries on a consolidated basis, the sum of (a) Consolidated Funded Indebtedness as of such date less (b) the aggregate principal amount of Subordinated Debt of the Lessee and its Subsidiaries as of -4- such date. "Pricing Level Leverage Ratio" means, as of any date of determination occurring on or after the last day of the fiscal quarter ending on or about March 31, 2002, for the Lessee and its Subsidiaries on a consolidated basis, the ratio of (a) Consolidated Funded Indebtedness as of such date to (b) Consolidated Pricing EBITDA for the four consecutive fiscal quarter period ending on, or ending most recently prior to, such date. "Restructuring Charges" means, in respect of any Person, any cash or non-cash expense recorded by such Person or its consolidated Subsidiaries in accordance with GAAP in respect of (a) employee separation payments made or required to be made by such Person or Subsidiaries, (b) termination of real estate or personal property leases to which such Person or Subsidiaries are party (net of any gains arising out of such matters), (c) dispositions of real or personal property of such Person or Subsidiaries (net of any gains arising out of such matters), or (d) early termination of executory service or other contracts existing between such Person or Subsidiaries and third parties not Affiliates of such Persons (net of any gains arising out of such matters); provided, in each case, such expense is incurred in connection with the partial or complete termination or combination of lines of business or business-related functions by such Person or Subsidiaries which is occurring at such time or planned to occur within 12 months of the effective date of such recordation. (i) Appendix 1 is hereby further amended at the definition of "Consolidated EBITDA" by (i) deleting the word "and" appearing at the end of clause (f) thereof, and (ii) adding the following as new clauses (h) and (i), prior to the proviso therein: (h) in respect of any period ending on or after the last day of the fiscal quarter of the Lessee ending on or about March 31, 2002, and to the extent deducted in the determination of Consolidated Net Income during such period and in an aggregate amount not to exceed $25,000,000 for all such periods together, the amount of Restructuring Charges taken during such period; and (i) in respect of any period ending on or after the last day of the fiscal quarter of the Lessee ending on or about March 31, 2002, and to the extent deducted in the determination of Consolidated Net Income during such period and in an aggregate amount not to exceed $175,000,000 for all such periods together, the amount of goodwill impairment charges recorded pursuant to Financial Accounting Standard 142 and taken during such period; (j) Appendix 1 is hereby further amended at the definition of "Leverage Ratio" by amending and restating such definition in its entirety as follows: "Leverage Ratio" means, as of any date of determination, for the Lessee and its Subsidiaries on a consolidated basis, the ratio of, (a) with respect to any such date occurring on or prior to December 31, 2001, (i) Consolidated Funded Indebtedness as of such date to (ii) Consolidated EBITDA for the four -5- fiscal quarter period ending on, or ending most recently prior to, such date; and (b) with respect to any such date occurring after December 31, 2001, (i) Consolidated Senior Indebtedness as of such date to (ii) Consolidated EBITDA for the four fiscal quarter period ending on, or ending most recently prior to, such date. (k) Schedule 2 to the form of Compliance Certificate set forth as Exhibit Q is hereby amended to read in its entirety as set forth on Attachment 1 hereto. 3. Representations and Warranties. The Lessee hereby represents and warrants to the Agent and the Participants that the following are true and correct on the date of this Amendment and that, after giving effect to the amendment set forth in Paragraph 2 above, the following will be true and correct on the Effective Date (as defined below): (a) The representations and warranties of the Lessee set forth in Section 8.3 of the Participation Agreement and in the other Operative Documents are true and correct in all material respects as if made on such date (except for representations and warranties expressly made as of a specified date, which shall be true as of such date); (b) No Default has occurred and is continuing; and (c) All of the Operative Documents are in full force and effect. (Without limiting the scope of the term "Operative Documents," the Lessee expressly acknowledges in making the representations and warranties set forth in this Paragraph 3 that, on and after the date hereof, such term includes this Amendment.) 4. Effective Date. The amendments effected by Paragraph 2 above shall become effective upon the date (the "Effective Date") that the Lessor, the Agent and the Participants receives the following, each in form and substance satisfactory to the Agent, the Participants and their respective counsel: (a) This Amendment duly executed by the Lessor, the Lessee, the Required Participants and the Agent; (b) A certificate of the Secretary or an Assistant Secretary of the Lessee attaching and certifying (i) that the resolutions of the Board of Directors of the Lessee, in the form delivered to the Agent on the Closing Date, are in full force and effect and have not been amended, supplemented, revoked or repealed since such date; and (ii) the incumbency and signature of persons authorized to execute and deliver on its behalf this Amendment; (c) An Appraisal of the Property, prepared by a reputable appraiser approved by the Agent, in form and substance satisfactory to the Agent, which Appraisal shall show that the Fair Market Sales Value of the Property equals or exceeds three (3) times the sum of (A) the Tranche B Participation Interest Balance of each Tranche B Participant and (B) the Tranche C Participation Interest Balance of each Tranche C Participant; -6- (d) A nonrefundable amendment fee to be paid to each Participant that has executed this Amendment and delivered it to the Agent before 5:00 p.m. (San Francisco time) on April 19, 2002 equal to 0.25% of each Participant's Commitment; (e) All fees and expenses of the Lessor's and the Agent's counsels through the Effective Date, to the extent set forth in statements of such counsels delivered to the Lessee on or before the Effective Date; and (f) Such other evidence as the Lessor, the Agent or any Participant may reasonably request to establish the accuracy and completeness in all material respects of the representations and warranties and the compliance with the terms and conditions contained in this Amendment and the other Operative Documents. 5. Effect of this Amendment. Except as provided below, on and after the Effective Date, each reference in the Participation Agreement and the other Operative Documents to the Participation Agreement shall mean the Participation Agreement as amended hereby. Except as specifically amended above, (a) the Participation Agreement and the other Operative Documents shall remain in full force and effect and are hereby ratified and affirmed and (b) the execution, delivery and effectiveness of this Amendment shall not, except as expressly provided herein, operate as a waiver of any right, power, or remedy of the Participants or the Agent, nor constitute a waiver of any provision of the Participation Agreement or any other Operative Document. 6. Miscellaneous. (a) Counterparts. This Amendment may be executed in any number of identical counterparts, any set of which signed by all the parties hereto shall be deemed to constitute a complete, executed original for all purposes. (b) Headings. Headings in this Amendment are for convenience of reference only and are not part of the substance hereof. (c) Governing Law. THIS AMENDMENT SHALL IN ALL RESPECTS BE GOVERNED BY THE LAW OF THE STATE OF ILLINOIS (EXCLUDING ANY CONFLICT-OF-LAW OR CHOICE-OF-LAW RULES WHICH MIGHT LEAD TO THE APPLICATION OF THE INTERNAL LAWS OF ANY OTHER JURISDICTION) AS TO ALL MATTERS OF CONSTRUCTION, VALIDITY AND PERFORMANCE. -7- IN WITNESS WHEREOF, the Lessee, the Lessor, the Agent and the Participants have caused this Amendment to be executed as of the day and year first above written. THE LESSEE: QUANTUM CORPORATION By: /s/ Renee Budig ------------------------------------- Name: Renee Budig ------------------------------- Title: Vice President, Finance ------------------------------- THE LESSOR: SELCO SERVICE CORPORATION By: /s/ David C. Davis ------------------------------------- Name: David C. Davis ------------------------------- Title: Vice President ------------------------------ THE AGENT: THE BANK OF NOVA SCOTIA By: /s/ Liz Hanson ------------------------------------- Name: Liz Hanson ------------------------------- Title: Director ------------------------------ THE PARTICIPANTS: THE BANK OF NOVA SCOTIA By: /s/ Liz Hanson ------------------------------------- Name: Liz Hanson ------------------------------- Title: Director ------------------------------ KEYBANK NATIONAL ASSOCIATION By: /s/ Julien Michaels ------------------------------------- Name: Julien Michaels ------------------------------- Title: Vice President ------------------------------ -8- SELCO SERVICE CORPORATION By: /s/ David C. Davis ---------------------------- Name: David C. Davis ---------------------- Title: Vice President --------------------- UNION BANK OF CALIFORNIA, N.A. By: /s/ James B. Goudy ---------------------------- Name: James B. Goudy ---------------------- Title: Vice President --------------------- -9- ATTACHMENT 1 For the Quarter/Year ended _______________ ("Statement Date") SCHEDULE 2 to the Compliance Certificate ($ in 000's) [NOTE: With respect to any period (or partial period) prior to the Maxtor Merger Effective Time, certain of the ratios and amounts described herein shall be determined solely in respect of the DSS Business on a stand-alone basis, based upon the then-current DSS Combined Financial Statements.] 即10.2节(n) (i)请注明承租人是否仍然符合契约规定的10.2节(k)考虑后的总金额转移资产或负债的假设(假设任何偶然或资产负债表负债是发生,相当于占了根据第10.2(n)(i)节合理预计应支付的款项)。是/否10.2节(n) (2) (D)请注明承租人是否仍然符合契约规定的10.2节(k)考虑后的总金额转移资产或负债的假设(假设任何偶然或资产负债表负债是发生,相当于占了根据第10.2(n)(i)(D)节合理预计应支付的款项)。是/否注意:请说明承租人或其任何子公司在本合规证书相关期间是否根据第10.2(e)(ix)条对Snap设备进行了任何----投资，如果是，请填写本节。是/否在重述日期及之后但在Snap剥离完成之前对Snap电器的总投资。$___________上限:1亿美元 1－1 IV.第10.2(k)(i)条-最低综合有形净值。A.报表日实际综合有形净值:股东权益:$____________无形资产:$____________综合有形净值(第iv行。第IV.A.2行:$____________ b . 75%的合并有形净资产截至3月31日,2000年 $____________ c等于75%的和积极的合并净收益(忽略任何季度亏损和收费进程内研发IV.F低于行)中描述为每个财政季度季度结束后3月31日,2000年,截至并包括截至报表日期的季度:D.自2000年3月31日起至报表日止期间，承租人发行的所有股权证券(不包括向承租人发行的证券净收益小于$10,000,000的任何发行)的证券净收益的75%的金额:E.自2000年3月31日起至报表日期止期间，因将可转换次级债转换为股权证券而增加的股东权益的75%金额:F. (i)承租人自2000年3月31日起至报表日止期间回购股权证券所支付的总金额，以及(ii) $200,000,000: $____________中的较小金额 １－２ G.小的（i）与在此期间收购相关联的由承租人在过程研究和发展所采取的电荷的总量开始于2000年3月31日，并在声明结束日期，以及（ii）$ 100,000,000;只要任何这样的量是在任何该等收购事项完成季度支付：$ ______________ H.对于捕捉分拆后，结束任何财政季度的完善，捕捉设备（I）的净账面价值为较小的第一修正案的生效日期及（ii）$的150,000,000。$ ______________一总和的：线条B节+ C节+ IV.D +第四章E节少IV.F少第四章G节少IV.H：$ ______________线B节和IV.I的大J.：$ ______________ K.盈（亏）为契约合规（IV.A.3线少IV.J）：$ ______________ 1－3 V.第10.2(k)(ii)条-最低快速比率。A.快速资产:截至报表日期，承租人及其子公司的现金及现金等价物金额(不包括限制性现金):$____________ 2。截至报表日期，承租人及其子公司的所有应收账款减去所有相关准备金的金额:$____________ 3。截至报表日期的速动资产金额(V.A.1 + 2行):$____________截至报表日期，承租人及其子公司的流动负债金额(包括贷款文件和执行文件项下的任何此类未偿负债):$____________ 2。贷款文件项下与贷款本金、信用证未支付额和信用证项下未偿还支付额(不包括在V.B.1行的范围内)相关的未偿还债务总额:$____________ 3。在到期日之前一年内，执行文件项下未偿还的合成租赁债务合计:4。C.速动比率((V.A.3线/ V.B.4线):________:1最低要求:1.10:1 1-4 vi。第10.2（k）（iii） - 最大杠杆比率。A.综合EBITDA滚动四个四分之一的基础上测量截至报告日期（“对象期间”）的四个财季中：1，合并净利润为对象期间：$ __________ 2.综合利息费用为对象期间：$__________ 3.计提的对象期间所得税：$ __________ 4.折旧费用对象期间：在连接核销目前正在进行的研究和开发相关的$ __________ 6.金额：$ __________ 5.为对象期间无形资产摊销费用到了经络收购（仅在2000年的第二季度）：$ __________ 7.与DSS有关的费用（仅限2000年第四季度）：$ __________ 8.较小的（i）委托在2000年3月31日开始期间与收购的进程和发展有关的进程研究和发展的总额，并在发表日期结束，（ii）1亿美元;此外，在本季度完成任何此类收购的季度已支付的任何此类金额：$ __________ 1-5 9.在主题期间裁定综合净收入的范围内，所有重组费用的总金额这样的时间;如果不超过25,000,000美元的这种重组费用，应包括在2002年3月31日或3月31日的财政季度最后一天的综合EBITDA的计算中：$ __________. 10.在决定中扣除的程度在主题期间综合净收入，根据财务会计标准142录制的所有商用损伤费用的总金额，并在此期间采取; provided that no more than $175,000,000 of such goodwill impairment charges shall be included in the calculation of Consolidated EBITDA from and after the last day of the fiscal quarter ending on or about March 31, 2002: $__________ 11. Consolidated EBITDA for Subject Period (Lines VI.A.1 + 2 + 3 + 4 + 5 + 6 + 7 + 8 + 9 + 10): $__________ B. Consolidated Senior Indebtedness at Statement Date: $__________ C. Leverage Ratio (Line VI.B / Line VI.A.11): ______ to 1 Maximum permitted: 1.50 to 1 1-6 VII. Section 10.2(k)(iv) - Minimum Profitability (Through December 31, 2001). A. 5% of Consolidated Tangible Net Worth as of Statement Date: $____________ B. Aggregate amount of the two greatest quarterly losses incurred during the four quarters immediately preceding the Statement Date: $____________ C. Excess (deficiency) for covenant compliance (Line VII.A less Line VII.B): $____________ D. Cumulative Consolidated Net Income for the four quarters immediately preceding the Statement Date: $____________ E. Excess (deficiency) for covenant compliance (Line VII.D less $1.00): $____________ 1-7 VIII。第7.12（d） - 最低的合并EBITDA（后2001年12月31日）。A.综合EBITDA或最近的账单日结束的财政季度（“主题季”）：1.合并净利润为主题季：$ ___________ 2.综合利息费用为主题季：$ ___________ 3.所得税准备为主题季：$ ___________ 5.无形资产为主体季度摊销费用：$ ___________ 4.题目季度折旧费用与目前正在进行的研究和开发相关的经络收购事项核销$ ___________ 6.金额（在二零零零年第二财季只）：$ ___________ 7.扣款金额在连接与DSS（摄于第四季度只有两千年）：$ ___________ 8.小的（i）经采取的收费总额承租人在工艺研究和开发与期间相关的收购开始于2000年3月31日，并在声明日期结束，以及（ii）$ 100,000,000个;只要任何这样的量是在任何该等收购事项完成季度支付：$ ___________ 9.主题期，在此期间所采取的所有重组费用的总额期间合并净收益的确定扣除的程度;只要不超过这样的重组费用2500万$，应纳入合并EBITDA从上或约2002年3月31日，结束财政季度的最后一天后的计算：$ ___________ 1 - 8 10.根据主题期间确定综合净收入的程度，根据财务会计标准142和在此期间采取的所有良品减值费用的总金额;只要这样的商誉减值费用应纳入合并EBITDA从上或约2002年3月31日结束的财政季度的最后一日之后的计算不超过175,000,000 $：$ _________ 11.合并EBITDA为主题季（系VI.A.1 + 2 + 3 + 4 + 5 + 6 + 7 + 8 + 9 + 10）：$ _________ B.负$ 5,000,000 C. $ 0.00 D.契约合规目的超额（缺陷）（选择一个适用的替代品）：1，在2002年3月31日和2002年6月31日最近的承租人的财政区宿委会的尊重:(第VII.A.11号线vii.b）：$ _________ 2.关于任何财政季度在2002年6月30日之后的承租人结束:(第VII.A.11号线vii.c）$ _________ 1 - 9 9定价水平杠杆比率。截至报表日期(“主题期间”)的四个会计季度，以滚动四个季度为基础计算的综合定价息税折旧摊销前利润:科目期间综合净收入:$_____________ 2。有关期间的综合利息费用:$_____________ 3。科目期间所得税准备:$_____________ 4。科目期间折旧费用:$_____________ 5。科目期间无形资产摊销费用:$_____________ 6与Meridian收购相关的过程中研发相关的冲销金额(仅在2000年第二财政季度):$_____________ 7。与发展支助事务有关的费用(仅在2000年第四财政季度):$_____________ 8。 Lesser of (i) the aggregate amount of charges taken by the Lessee for In Process Research & Development associated with Acquisitions during the period commencing on March 31, 2000 and ending on the Statement Date, and (ii) $100,000,000; provided that any such amounts were paid during the quarter in which any such Acquisition was completed: $______________ 9. Consolidated EBITDA for Subject Period (Lines VIII.A.1 + 2 + 3 + 4 + 5 + 6 + 7 + 8): $______________ B. Consolidated Funded Indebtedness at Statement Date: $______________ C. Leverage Ratio (Line VIII.B / Line VIII.A.9): ___________to 1 1-10